Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Clive Martin Dyke
IRN CMD00018
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
Clive Patrick Osborne
IRN CPO00002
- CF21 Investment Adviser (19 Jan 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (12 Jun 2006 to 19 Jan 2007)
Clive Richard Martin
IRN CRM00014
- CF22 Investment Adviser (Trainee) (23 Apr 2004 to 18 Nov 2004)
- CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)
Clive Ridsdale
IRN CXR00062
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
Clive Samuel Lister
IRN CSL00004
- CF30 Customer (21 Oct 2010 to 1 Jan 2013)
Clive William Woolley
IRN CWW00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Feb 2002)
Colin Albert Wright
IRN CAW00053
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Colin Hancock
IRN CXH00036
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Colin Laurance Book
IRN CXB00035
- CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2002)
Colin Leslie Sturgess
IRN CLS00009
- CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.