Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (19 Jan 2007 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (12 Jun 2006 to 19 Jan 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.