Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 Jul 2019 to 8 Dec 2019)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (23 Apr 2004 to 18 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.