Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Norman Morriss
IRN CNM00007
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher Robert Johnson
IRN CRJ00005
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (8 Sep 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 8 Sep 2003)
Christopher Roy Smith
IRN CRS00019
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
Christopher Stuart Birch
IRN CSB00006
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Clare Beale
IRN CXB33165
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Sep 2023 to 20 Feb 2024)
- SMF4 Chief Risk (19 Mar 2021 to 13 Dec 2023)
Clare Elizabeth Badham
IRN CEB00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Clare Elizabeth Clarkson
IRN CEH00027
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Clare Louise Hyde
IRN CXH00179
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Clinton Charles Billett
IRN CCB00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Clive Anthony Lamb
IRN CAL00027
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.