Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Bobby Mohneesh Sharma
IRN BMS00022
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Bramwell James Taylor
IRN BJT00012
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Brendan Mark Smith
IRN BMS01034
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Brian George Massie
IRN BGM00017
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Brian Gregory Strampel
IRN BGS00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jan 2002)
Brian James McCready
IRN BJM01183
- [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
- CF30 Customer (30 Oct 2015 to 8 Dec 2019)
Brian McClure
IRN BXM00066
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Mar 2003 to 29 Oct 2003)
Brian McKeown
IRN BXM00084
- CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)
Brian Robert Torrance
IRN BRT00009
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Brian William Carr
IRN BWC00003
- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.