Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Scott Darren Collins
IRN SDC00037
- CF22 Investment Adviser (Trainee) (21 Dec 2001 to 21 Dec 2001)
Scott James Flight
IRN SJF00051
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Sean Andrew East
IRN SAE00009
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sean Carl Quinn
IRN SCQ00003
- [FCA CF] CASS oversight function (3 Nov 2022 to 13 May 2025)
- [FCA CF] Manager of certification employee (3 Nov 2022 to 7 Nov 2023)
Sean Frederick Manning
IRN SFM00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sean John Bridgeman
IRN SJB00117
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Sean Matthew Teuten
IRN SMT00041
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sean Nicholas Macklin
IRN SXM00195
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Sean Peter O'Kane
IRN SPO01024
- CF21 Investment Adviser (5 Mar 2004 to 6 Aug 2004)
- CF22 Investment Adviser (Trainee) (22 Sep 2003 to 5 Mar 2004)
Sean William Lowther
IRN SWL01023
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- CF1 Director (10 Apr 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.