Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sergio Italo Romano Bechelli
IRN SIB00007
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Shaista Malik
IRN SXM00255
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Sharon Margaret Ahluwalia
IRN SMA00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sharon Marie Mansfield
IRN SMM00042
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sharonjit Lalli
IRN SXA00115
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Shaun Anthony Haffenden
IRN SAH00032
- CF21 Investment Adviser (19 Apr 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 19 Apr 2007)
Shaun Brettle
IRN SXB00281
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Shaun Christopher Pitts
IRN SCP00019
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Shaun Eric Haskins
IRN SEH00035
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Apr 2002)
Shaun James Hales
IRN SJH00085
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.