Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Samantha Lee Winters
IRN SLW00026
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sandra Williams
IRN SXW00186
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sarah Frances Allen
IRN SFA00003
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sarah Jane Wootten
IRN SXW44240
- [FCA CF] Significant management (13 Jan 2020 to 28 Dec 2023)
Sarah Katie Adams
IRN SKA00010
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sarah Louise Mainwaring
IRN SLM00020
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sarah Rosalin Hunt
IRN SRB00030
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2002)
Sarah Stroud
IRN SXS00259
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Scott Cameron Guild
IRN SXG14518
- SMF1 Chief Executive (since 1 May 2025)
- SMF3 Executive Director (since 1 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
- [FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
Scott Christopher Butteriss
IRN SXB00283
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.