Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ronald Steed
IRN RXS00174
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Rosario Casarano
IRN RXC00206
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Aug 2002)
Rosemary Elizabeth Curtis
IRN REC00020
- CF21 Investment Adviser (6 Jul 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (28 Apr 2006 to 6 Jul 2006)
Rosemary Harris
IRN RXH00169
- CF28 Systems and controls (15 Apr 2009 to 25 May 2011)
- CF10 Compliance Oversight (15 Apr 2009 to 25 May 2011)
- CF11 Money Laundering Reporting (15 Apr 2009 to 25 May 2011)
Ross Campbell McFarlane
IRN RCM01075
- [FCA CF] Client dealing (21 Feb 2020 to 23 Sep 2020)
- [PRA CF] Significant risk taker or Material risk taker (21 Feb 2020 to 23 Sep 2020)
- [FCA CF] Material risk taker (21 Feb 2020 to 23 Sep 2020)
- CF30 Customer (30 Oct 2015 to 8 Dec 2019)
Ross Motion
IRN RXM02901
- [FCA CF] Client dealing (19 Dec 2019 to 12 Apr 2021)
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Apr 2021)
Roy Clark
IRN RXC00067
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Roy Edwin Gibbs
IRN REG00018
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Roy Michael Archer
IRN RMA00031
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Rushna Ashok Karia
IRN RXK00061
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.