Ross Motion

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (7 Dec 2020 to 2 Mar 2021)
    • [FCA CF] Client dealing (7 Dec 2020 to 2 Mar 2021)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (19 Dec 2019 to 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Apr 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Client dealing (11 Jan 2019 to 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (11 Jan 2019 to 12 Apr 2021)
    • CF30 Customer (27 Jun 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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