Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Robert Spain
IRN RCS00029
- CF30 Customer (1 Nov 2007 to 20 Jan 2010)
- CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)
Robert Vincent Malone
IRN RVM00012
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Robert William Campbell
IRN RWC00023
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Robert William Fletcher
IRN RXF01142
- CF1 Director (24 Jul 2009 to 8 May 2014)
- CF29 Significant management (1 Nov 2007 to 4 May 2009)
- CF17 Significant Mgt (Other Business Operations) (6 Feb 2007 to 31 Oct 2007)
Robert Wilson Gibson
IRN RWG01023
- CF1 Director (1 Dec 2001 to 6 May 2002)
Robert Wyllie
IRN RXW00144
- CF29 Significant management (1 Nov 2007 to 4 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Apr 2007 to 31 Oct 2007)
Robin Alan Knowles
IRN RAK00015
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Robin Bryan David Willison
IRN RXW01360
- CF17 Significant Mgt (Other Business Operations) (10 Apr 2003 to 14 Apr 2004)
Robin David MacPherson
IRN RDM00014
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
Robin Huw Jones
IRN RHJ00016
- CF21 Investment Adviser (10 Oct 2002 to 10 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.