Robert Spain

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Astute Private Wealth Limited (no longer approved here)

    FRN 531465

    • [FCA CF] Client dealing (12 Mar 2020 to 28 Apr 2021)
    • [FCA CF] Functions requiring qualifications (12 Mar 2020 to 28 Apr 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 31 Jan 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (3 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (21 Aug 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (29 Mar 2010 to 11 Jun 2013)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (1 Nov 2007 to 20 Jan 2010)
    • CF21 Investment Adviser (29 Sep 2006 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (7 Nov 2005 to 28 Sep 2006)
    • CF22 Investment Adviser (Trainee) (29 Nov 2004 to 7 Nov 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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