Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Rashmita Ganatra
IRN RXD00118
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Raymond Alexander Bruce
IRN RAB00081
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Raymond George Webster
IRN RGW00035
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jul 2002)
Raymond Gerard Gormley
IRN RGG00004
- CF21 Investment Adviser (16 Apr 2004 to 19 Apr 2004)
- CF22 Investment Adviser (Trainee) (19 Jun 2002 to 16 Apr 2004)
Raymond Henry Winsley
IRN RHW00002
- CF22 Investment Adviser (Trainee) (24 Feb 2005 to 24 Feb 2005)
Raymond Laurence Byrne
IRN RLB00037
- CF30 Customer (4 May 2010 to 1 Jan 2013)
- CF21 Investment Adviser (22 Jul 2004 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (18 Nov 2003 to 22 Jul 2004)
Rebecca Melanie Kostelyk
IRN RMK00017
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Rebecca Robb
IRN RXR44587
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 31 Jan 2020)
Rezaul Karim
IRN RXK00041
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Rhydian Davies
IRN RXD00068
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.