Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)
- CF30 Customer (1 Jan 2015 to 8 Dec 2019)
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- Employed By (19 Dec 2013 to 19 Jan 2015)
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- CF30 Customer (2 Apr 2012 to 19 Jan 2015)
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- CF30 Customer (11 Jul 2011 to 1 Apr 2012)
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- Employed By (11 Jul 2011 to 8 Dec 2019)
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- CF30 Customer (12 Jan 2009 to 10 Apr 2009)
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- CF30 Customer (22 Nov 2007 to 1 Dec 2008)
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- CF22 Investment Adviser (Trainee) (24 Feb 2005 to 24 Feb 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.