Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Michael Binch
IRN PMB00056
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Philip Michael Robert Sankey
IRN PMS00061
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Oct 2002)
Philip Paul Rodgers
IRN PPR00005
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Philip Robert Grant
IRN PRG01073
- SMF24 Chief Operations (29 Apr 2020 to 31 Dec 2022)
- SMF3 Executive Director (9 Dec 2019 to 10 Nov 2022)
- CF1 Director (29 Aug 2019 to 8 Dec 2019)
Philip Roy Hampton
IRN PRH01097
- CF13 Finance (1 May 2002 to 12 Jan 2004)
Philip Simon Sheppard
IRN PSS00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
Piers James Bentley Howorth
IRN PJH00170
- CF21 Investment Adviser (16 Jan 2007 to 16 Jan 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Pieter Burger
IRN PXB00242
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Rachel Ann Bates
IRN RAB00099
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Rachel Barnard
IRN RXC00212
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.