Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ragbir Singh Gosal
IRN RSG00017
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Raja Asif Najib Khan
IRN RAK01089
- CF30 Customer (30 May 2012 to 1 Jan 2013)
Rajeev Thakeria
IRN RXT00109
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Rajinder Singh Kalsi
IRN RSK00006
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Ralph Campbell Bennett
IRN RCB00040
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
Ralph Henry Brill
IRN RXB00169
- CF21 Investment Adviser (26 Jun 2003 to 16 Mar 2006)
- CF22 Investment Adviser (Trainee) (18 Feb 2002 to 26 Jun 2003)
Ramez Maurice Azer Hanna
IRN RXH00237
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 May 2002)
Ramji Gorasia
IRN RXP00090
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Ransindger Mann
IRN RXM01457
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Ranver Singh Soor
IRN RSS00017
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.