Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Susan Denise Lort
IRN SDL00015
- (656)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Susan Ebenston
IRN SXE01100
- (1609)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Mar 2004)
Susan Elizabeth Gardiner
IRN SEG00009
- (702)CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Susan Harris
IRN SEH01096
- (1555)CF28 Systems and controls (8 Apr 2013 to 31 Dec 2013)
Susan Jane Anderson
IRN SJA00016
- (474)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Susan Jean Bridgman
IRN SJC00152
- (1286)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Susan Margaret Cropper
IRN SMC00044
- (614)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Susan Mary Bourne
IRN SMB00015
- (271)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Susan Theresa Hyland
IRN STH00012
- (227)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Suzanne Eileen Stevens
IRN SES00020
- (1425)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (1588)CF28 Systems and controls
5 hours ago
controlled function added: (1587)CF29 Significant management
5 hours ago
controlled function added: (1586)CF1 Director
5 hours ago
controlled function added: (1585)CF3 Chief Executive
5 hours ago
controlled function added: (1584)CF8 Apportionment and Oversight
5 hours ago
controlled function added: (1583)CF16 Significant Mgt (Desgntd Investment Business)
5 hours ago
controlled function added: (1582)SMF17 Money Laundering Reporting Officer (MLRO)
5 hours ago
controlled function added: (1581)CF10 Compliance Oversight
5 hours ago
controlled function added: (1580)CF11 Money Laundering Reporting
5 hours ago
controlled function added: (1579)CF14 Risk Assessment

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.