Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Wayne Laurence Reynolds
IRN WLR00006
- (681)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)
Wayne Little
IRN WXL00025
- (1198)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Wayne Reynolds
IRN WAR00003
- (1395)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Wayne Steven
IRN WMS00016
- (1541)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Wendy Ann Ferguson
IRN WAF01024
- (1598)CF29 Significant management (1 Nov 2007 to 12 Aug 2008)
- (1599)CF16 Significant Mgt (Desgntd Investment Business) (7 Jun 2006 to 31 Oct 2007)
Wesley Patrick Bye
IRN WPB00011
- (525)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
William Anthony Birtwell
IRN TXB00011
- (65)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
William Charles Scott
IRN WCS00004
- (936)CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2002)
William Dolby Antill
IRN WDA00008
- (1476)CF30 Customer (22 Sep 2011 to 1 Jan 2013)
William Donald Sutherland
IRN WDS00010
- (90)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (11)SMF3 Executive Director
6 hours ago
controlled function added: (10)Director of firm who is not a certification employee or a SMF manager
6 hours ago
controlled function added: (9)SMF16 Compliance Oversight
6 hours ago
controlled function added: (8)[FCA CF] Significant management
6 hours ago
controlled function added: (7)[FCA CF] Material risk taker
6 hours ago
controlled function added: (6)[FCA CF] Client dealing
6 hours ago
controlled function added: (5)[PRA CF] Significant risk taker or Material risk taker
6 hours ago
controlled function added: (4)[FCA CF] Material risk taker
6 hours ago
controlled function added: (3)[FCA CF] Client dealing
6 hours ago
controlled function added: (2)[PRA CF] Significant risk taker or Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.