Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF1 Director (AR) (since 15 Jan 2021)
- CF30 Customer (since 15 Jan 2021)
- [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
- [FCA CF] Functions requiring qualifications (28 Aug 2020 to 14 Feb 2021)
- CF30 Customer (18 Jan 2018 to 8 Dec 2019)
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Dolby Financial Planning Ltd
FRN 938446
- (1)Employed By (since 15 Jan 2021)
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- Employed By (19 Apr 2017 to 8 Dec 2017)
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- CF30 Customer (30 Mar 2017 to 8 Dec 2017)
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- Employed By (30 Mar 2017 to 8 Dec 2017)
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- CF30 Customer (2 Dec 2014 to 13 Sep 2015)
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- (688)Employed By (7 Oct 2014 to 13 Sep 2015)
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- CF30 Customer (3 Jul 2014 to 3 Nov 2014)
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- Employed By (3 Jul 2014 to 3 Nov 2014)
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- CF30 Customer (22 Sep 2011 to 1 Jan 2013)
Recent activity
Updates to this individual's record on the FCA register.
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