Scottish Widows Administration Services Limited

• Principal Place of Business

  New Uberior House

  11 Earl Grey Street

  Edinburgh

  Edinburgh, City Of

  EH3 9BN

  UNITED KINGDOM

  Phone

  +4403457166777

  Web

  https://www.scottishwidows.co.uk

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403457166777

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates

• Runs Personal Pensions

  For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Brody Campbell

  IRN BXC00417

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
• Bryan Timothy McAuliffe

  IRN BTM00007

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
• Cally Lynn Miller

  IRN CXM44226

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
  • [FCA CF] Functions requiring qualifications (9 Aug 2022 to 8 Aug 2023)
• Calum James Fraser

  IRN CXF00025

  • [FCA CF] Functions requiring qualifications (15 Jun 2023 to 16 Feb 2026)
  • [FCA CF] Manager of certification employee (1 Jun 2022 to 29 Apr 2023)
• Carlton Robert Matthews

  IRN CRM01053

  • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Oct 2002)
• Carol Frances Sergeant

  IRN CFS01031

  • CF28 Systems and controls (1 Nov 2007 to 20 Mar 2009)
  • CF14 Risk Assessment (23 Feb 2004 to 31 Oct 2007)
• Carole Anne Leen

  IRN CAL00026

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Apr 2002)
• Caroline Hall

  IRN CXH44229

  • [FCA CF] Functions requiring qualifications (18 Dec 2019 to 1 Oct 2021)
• Catharine Lucy Cheetham

  IRN CXC47240

  • Director of firm who is not a certification employee or a SMF manager (21 Apr 2020 to 10 Sep 2021)
• Catherine Elizabeth Lees

  IRN CXL00046

  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 30 Jul 2020)

• Scottish Widows Bank Plc (no longer appointed)

  FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001

• Cheltenham & Gloucester Plc (no longer appointed)

  FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001

No changes recorded yet.