Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 19 Dec 2018)
- [PRA CF] Managing a material risk taker (since 19 Dec 2018)
- [FCA CF] Material risk taker (since 6 Dec 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 6 Dec 2016)
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- SMF7 Group Entity Senior Manager (16 Apr 2021 to 10 Sep 2021)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Apr 2021)
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- SMF7 Group Entity Senior Manager (16 Apr 2021 to 10 Sep 2021)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Apr 2021)
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- SMF7 Group Entity Senior Manager (16 Apr 2021 to 10 Sep 2021)
- Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Apr 2021)
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- Director of firm who is not a certification employee or a SMF manager (21 Apr 2020 to 10 Sep 2021)
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- [FCA CF] Manager of certification employee (19 Dec 2018 to 8 Dec 2019)
- [PRA CF] Managing a material risk taker (19 Dec 2018 to 8 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (6 Dec 2016 to 8 Dec 2019)
- [FCA CF] Material risk taker (6 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.