Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 19 Dec 2018)
    • [PRA CF] Managing a material risk taker (since 19 Dec 2018)
    • [FCA CF] Material risk taker (since 6 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Dec 2016)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF7 Group Entity Senior Manager (16 Apr 2021 to 10 Sep 2021)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Apr 2021)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF7 Group Entity Senior Manager (16 Apr 2021 to 10 Sep 2021)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Apr 2021)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF7 Group Entity Senior Manager (16 Apr 2021 to 10 Sep 2021)
    • Director of firm who is not a certification employee or a SMF manager (10 Dec 2018 to 16 Apr 2021)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • Director of firm who is not a certification employee or a SMF manager (21 Apr 2020 to 10 Sep 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (19 Dec 2018 to 8 Dec 2019)
    • [PRA CF] Managing a material risk taker (19 Dec 2018 to 8 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2016 to 8 Dec 2019)
    • [FCA CF] Material risk taker (6 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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