Scott and Casey Financial Management Limited

• Principal Place of Business

  1st Floor Business Centre

  Circle Line House

  8 East Road

  Harlow

  Essex

  CM20 2BJ

  UNITED KINGDOM

  Phone

  +441279836392

• Complaints Contact

  1st Floor Business Centre

  Circle Line House

  8 East Road

  Harlow

  Essex

  CM20 2BJ

  UNITED KINGDOM

  Phone

  +441279836392

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jarrar Ahemed Motala

  IRN JAM00034

  • CF21 Investment Adviser (3 Apr 2003 to 3 Jul 2006)
• John Charles Stock

  IRN JCS00032

  • CF21 Investment Adviser (28 Mar 2003 to 3 Jul 2006)
• John Michael Cunningham

  IRN JXC00209

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jul 2025)
  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF21 Investment Adviser (12 Nov 2002 to 31 Oct 2007)
• Kalaichelvan Subrayan

  IRN KXS00008

  • CF21 Investment Adviser (14 Jun 2003 to 1 May 2004)
• Kaval Naresh Shah

  IRN KXS00123

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Feb 2023)
• Kevin Christopher O'Brien

  IRN KCO00002

  • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
  • CF1 Director (19 Jul 2005 to 19 Dec 2012)
  • CF21 Investment Adviser (27 Mar 2003 to 31 Oct 2007)
• Kiran Pabari

  IRN KXP01217

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
  • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
• Marion Birnbaum

  IRN MXB00372

  • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 5 Feb 2003)
• Michael James Collier

  IRN MJC00127

  • CF30 Customer (1 Nov 2007 to 2 Jul 2009)
  • CF21 Investment Adviser (11 Nov 2002 to 31 Oct 2007)
• Philip John Scott

  IRN PJS00049

  • CF1 Director (11 Nov 2002 to 31 May 2006)
  • CF21 Investment Adviser (11 Nov 2002 to 12 Jun 2003)

• David Peter Ginn (no longer appointed)

  FRN 504077 · Appointed 4 Jan 2010 · Until 30 Nov 2015

• Your IFA Ltd (no longer appointed)

  FRN 502392 · Appointed 16 Jun 2009 · Until 1 Apr 2015

• Seventy Twenty Ltd (no longer appointed)

  FRN 490782 · Appointed 28 Oct 2008 · Until 30 Jul 2010

• JAC Financial Design Ltd (no longer appointed)

  FRN 219086 · Appointed 31 Oct 2004 · Until 31 Oct 2004

• JAC Financial Design Ltd (no longer appointed)

  FRN 219086 · Appointed 12 Nov 2002 · Until 22 Jun 2004

No changes recorded yet.