Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scott and Casey Financial Management Limited
FRN 213848
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 22 Dec 2010)
- CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
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- CF30 Customer (9 Jul 2010 to 24 Mar 2011)
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- (1)Employed By (1 Oct 1998 to 19 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.