Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
    • CF21 Investment Adviser (21 Jul 2005 to 31 Oct 2007)
  • EA Financial Solutions Ltd (no longer approved here)

    FRN 219600

    • CF30 Customer (9 Jul 2010 to 24 Mar 2011)
  • Vision Financial Services (1517) (no longer approved here)

    FRN 170275

    • (1)Employed By (1 Oct 1998 to 19 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.