Schroders Investment Portfolio Services Limited

• Principal Place of Business

  Broadlands Business Campus

  Langhurstwood Road

  Horsham

  West Sussex

  RH12 4QP

  UNITED KINGDOM

  Phone

  +441403334477

  Web

  https://www.schroders.com/en-gb/uk/intermediary/investment-solutions

• Complaints Contact

  Broadlands Business Campus

  Langhurstwood Road

  Horsham

  West Sussex

  RH12 4QP

  UNITED KINGDOM

  Phone

  +441403334477

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katharine Horton

  IRN KXH01705

  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Jul 2024 to 7 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2020 to 7 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2024)
  • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
• Khakaan Sheikh

  IRN KXS00208

  • [FCA CF] Significant management (since 13 Jan 2026)
• Kim Goddard

  IRN KXG00213

  • [FCA CF] Material risk taker (since 13 Jan 2026)
  • [FCA CF] Significant management (since 13 Jan 2026)
• Lily Postlethwaite

  IRN LXP00296

  • [FCA CF] Functions requiring qualifications (1 Jan 2023 to 2 Jun 2023)
  • [FCA CF] Client dealing (1 Jan 2023 to 2 Jun 2023)
• Louise Alison Rettie

  IRN LAR01027

  • [FCA CF] Functions requiring qualifications (7 Nov 2022 to 31 Aug 2024)
  • [FCA CF] Client dealing (7 Nov 2022 to 31 Aug 2024)
  • [FCA CF] Manager of certification employee (7 Nov 2022 to 31 Aug 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 20 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (17 Feb 2004 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Feb 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Feb 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Feb 2004 to 31 Oct 2007)
  • CF27 Investment Management (17 Feb 2004 to 31 Oct 2007)
• Matthew Ayres

  IRN MXA00290

  • SMF3 Executive Director (23 Dec 2024 to 2 Feb 2026)
• Owen Joseph Noel Mallon

  IRN OJM01002

  • CF30 Customer (19 May 2017 to 14 Dec 2017)
• Patrick Zervudachi

  IRN PXZ01054

  • CF30 Customer (7 Dec 2012 to 17 Oct 2013)
  • CF1 Director (AR) (7 Dec 2012 to 17 Oct 2013)
• Philip Robert Middleton

  IRN PRM01182

  • SMF3 Executive Director (since 14 Apr 2026)
• Sophie Ann Outhwaite

  IRN SAO01046

  • CF30 Customer (19 Mar 2012 to 30 Jan 2015)

• Zervudachi Asset Management Ltd (no longer appointed)

  FRN 591152 · Appointed 13 Nov 2012 · Until 17 Oct 2013

No changes recorded yet.