Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Material risk taker (since 1 Mar 2023)
- [FCA CF] Significant management (since 1 Mar 2023)
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Schroder Wealth Management (US) Limited
FRN 781869
- [FCA CF] Manager of certification employee (since 25 May 2022)
- [FCA CF] Material risk taker (22 Feb 2022 to 12 Jun 2024)
- [FCA CF] Significant management (9 Dec 2019 to 4 Dec 2023)
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- SMF3 Executive Director (23 Dec 2024 to 2 Feb 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.