Schroder Real Estate Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
-
Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Commercial, Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Tamsin Anthea Armstrong Frost
IRN TAF01020
- CF30 Customer (3 Jun 2008 to 4 Oct 2011)
-
Thomas Darnowski
IRN TXD00240
- [FCA CF] Material risk taker (since 14 Aug 2023)
-
Thomas Edward Buchanan Walker
IRN TEW01018
- [FCA CF] Material risk taker (1 Oct 2020 to 16 Feb 2021)
- [FCA CF] Client dealing (1 Oct 2020 to 16 Feb 2021)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 16 Feb 2021)
- CF30 Customer (6 Aug 2014 to 8 Dec 2019)
-
Thomas Jeremy Willoughby
IRN TJW01055
- CF10 Compliance Oversight (18 Jun 2003 to 9 Jun 2006)
-
Thomas Josiah Dorey
IRN TJD01065
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (8 Jun 2004 to 31 Oct 2007)
-
Thomas Newman
IRN TXN00045
- [FCA CF] Client dealing (23 Jun 2021 to 12 Sep 2025)
-
Thomas Woolven
IRN TXW00157
- [FCA CF] Client dealing (since 25 May 2021)
-
Toby Essex Springett
IRN TES01032
- CF30 Customer (1 Nov 2007 to 15 Apr 2015)
- CF27 Investment Management (5 Sep 2007 to 31 Oct 2007)
-
Toluwalope Tade
IRN TXT00211
- SMF16 Compliance Oversight (18 Dec 2023 to 31 Mar 2026)
-
Tony Christopher Doherty
IRN ACD01093
- CF30 Customer (1 Nov 2007 to 5 Oct 2015)
- CF27 Investment Management (27 Feb 2006 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.