Schroder Investment Management Limited

Date authorised
1 April 2013
Companies House
01893220
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000
    Web
    http://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +442076586000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 7 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities.
    • · Limited to Investment Trust Savings Scheme marketing activities
    • · Limited to regulated and unregulated collective investment scheme marketing activities.
    • · Limited to regulated collective investment scheme as marketing group associate activities.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 9 limitations
    • · Limited to sub-underwriting on behalf of a customer.
    • · Limited to Investment Trust Savings Scheme marketing activities
    • · Limited to regulated collective investment scheme as marketing group associate activities.
    • · Limited to regulated and unregulated collective investment scheme marketing activities.
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.
    • · Limited to advisory-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 7 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities.
    • · Limited to dealing-only activities.
    • · Limited to repurchase agreement activities.
    • · Limited to stocklending activities.

  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 8 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities.
    • · Limited to dealing-only activities.
    • · Limited to Investment Trust Savings Scheme marketing activities
    • · Limited to regulated and unregulated collective investment scheme marketing activities.
    • · Limited to regulated collective investment scheme as marketing group associate activities.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to investment management activities for the specified customer types.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Vincent Michel Jerome Vinatier

    IRN VMV00004

    • (394)CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • (395)CF27 Investment Management (14 Jul 2006 to 31 Oct 2007)
    • (396)CF21 Investment Adviser (27 May 2005 to 14 Jul 2006)
  • Virginie Monique Maisonneuve

    IRN VMM01002

    • (1316)CF30 Customer (1 Nov 2007 to 31 Oct 2013)
    • (1317)CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
  • Vittorio Damioli

    IRN VXD00070

    • (514)[FCA CF] Client dealing (since 24 May 2022)
  • Vivien Jonas

    IRN VXK00026

    • (252)[FCA CF] Client dealing (since 1 Oct 2020)
  • Wajahat Altaf Hashmi

    IRN WAH01014

    • (467)[FCA CF] Client dealing (since 1 Oct 2020)
    • (633)[FCA CF] Manager of certification employee (1 Mar 2021 to 12 Oct 2022)
    • (631)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (632)CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
  • Walter Mendes Oliveiro Filho

    IRN WXM01078

    • (263)CF1 Director (1 Dec 2001 to 31 Dec 2001)
    • (261)CF27 Investment Management (1 Dec 2001 to 10 Feb 2003)
    • (262)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Warren Kenneth Hastings

    IRN WKH01001

    • (400)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • (399)CF27 Investment Management (1 Dec 2001 to 4 Aug 2006)
  • Warren Mitchell Hyland

    IRN WMH01018

    • (1025)CF30 Customer (1 Nov 2007 to 21 Jan 2013)
    • (1026)CF27 Investment Management (9 Mar 2007 to 31 Oct 2007)
  • Wilaf Moore

    IRN WMM01012

    • (796)[FCA CF] Manager of certification employee (13 Mar 2020 to 2 Feb 2021)
  • Wilfred Bagnall

    IRN WXB00056

    • (60)[FCA CF] Client dealing (since 30 Sep 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Lester (no longer appointed)

    FRN 162388 · Appointed 2 Mar 1992 · Until 1 Dec 2001

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (547)[FCA CF] Material risk taker

  2. controlled function added: (546)[FCA CF] Client dealing

  3. controlled function added: (545)[FCA CF] Manager of certification employee

  4. controlled function added: (544)SMF7 Group Entity Senior Manager

  5. controlled function added: (543)SMF18 Other Overall Responsibility

  6. controlled function added: (542)Director of firm who is not a certification employee or a SMF manager

  7. controlled function added: (541)SMF4 Chief Risk

  8. controlled function added: (540)SMF24 Chief Operations

  9. controlled function added: (539)[FCA CF] Manager of certification employee

  10. controlled function added: (538)[FCA CF] Material risk taker

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