Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (26 Jun 2025 to 31 Dec 2025)
- SMF18 Other Overall Responsibility (12 Feb 2024 to 24 Jun 2025)
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- CF30 Customer (11 Mar 2014 to 17 Sep 2015)
- CF29 Significant management (11 Mar 2014 to 17 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2013)
- CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2013)
- CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
- CF1 Director (14 Feb 2005 to 31 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.