Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allianz Global Investors UK Limited (no longer approved here)

    FRN 959195

    • [FCA CF] Client dealing (26 Jun 2025 to 31 Dec 2025)
    • SMF18 Other Overall Responsibility (12 Feb 2024 to 24 Jun 2025)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (11 Mar 2014 to 17 Sep 2015)
    • CF29 Significant management (11 Mar 2014 to 17 Sep 2015)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 31 Oct 2013)
    • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
    • CF1 Director (14 Feb 2005 to 31 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

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