Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 12 Oct 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (1 Mar 2021 to 12 Oct 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 15 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.