Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 12 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (1 Mar 2021 to 12 Oct 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (2 Sep 2005 to 31 Oct 2007)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF27 Investment Management (1 Dec 2001 to 15 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.