Schonfeld Strategic Advisors (UK) LLP

• Principal Place of Business

  Schonfeld

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +442071546662

  Web

  https://www.schonfeld.com

• Complaints Contact

  Schonfeld

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +442071546662

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

• Ross McPake

  IRN RXM00887

  • [FCA CF] Client dealing (since 21 Aug 2023)
• Ross Smith

  IRN RXS02005

  • [FCA CF] Material risk taker (since 4 Sep 2023)
  • [FCA CF] Significant management (since 4 Sep 2023)
• Rupert Michael Austin Brown

  IRN RMB01116

  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2020)
  • CF10 Compliance Oversight (3 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jul 2019 to 8 Dec 2019)
• Russell James Hartley

  IRN RJH01161

  • [FCA CF] Client dealing (1 Jun 2021 to 15 Nov 2023)
  • SMF27 Partner (9 Dec 2019 to 15 Nov 2023)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • CF4 Partner (1 Mar 2019 to 8 Dec 2019)
• Saad Hammoud

  IRN SXH01479

  • [FCA CF] Client dealing (since 1 Jun 2021)
  • SMF27 Partner (29 Jun 2020 to 14 Mar 2024)
• Sacha Drevet

  IRN SGD01074

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2023)
  • CF30 Customer (21 Nov 2019 to 8 Dec 2019)
• Sahil Manocha

  IRN SXM01160

  • [FCA CF] Client dealing (since 2 Jun 2025)
• Saim Saeed

  IRN SXS00769

  • [FCA CF] Client dealing (since 26 Aug 2025)
• Sameer Buch

  IRN SXB02606

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2025)
• Samuel Kay

  IRN SXK01485

  • [FCA CF] Client dealing (since 5 Aug 2024)

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