Ross Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schonfeld Strategic Advisors (UK) LLP

    FRN 816269

    • [FCA CF] Material risk taker (since 4 Sep 2023)
    • [FCA CF] Significant management (since 4 Sep 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (16 Dec 2019 to 2 Jun 2023)
    • [FCA CF] Material risk taker (21 Dec 2016 to 2 Jun 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 2 Jun 2023)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Feb 2011 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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