Schonfeld Strategic Advisors (UK) LLP

• Principal Place of Business

  Schonfeld

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +442071546662

  Web

  https://www.schonfeld.com

• Complaints Contact

  Schonfeld

  78 St. James's Street

  London

  Westminster

  SW1A 1JB

  UNITED KINGDOM

  Phone

  +442071546662

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

• Mitesh Parikh

  IRN MXP01457

  • [FCA CF] Client dealing (since 6 Jun 2022)
  • [FCA CF] Client dealing (16 Sep 2021 to 17 Sep 2021)
• Mohammed Safraz Zavahir

  IRN MSZ01009

  • SMF16 Compliance Oversight (11 Sep 2020 to 28 Apr 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (11 Sep 2020 to 28 Apr 2023)
• Neil Alan Greenberg

  IRN NAG01062

  • SMF27 Partner (since 1 Jan 2026)
  • [FCA CF] Significant management (since 2 May 2023)
• Neil Malcolm Russell

  IRN NMR01029

  • [FCA CF] Client dealing (11 May 2020 to 8 Jan 2025)
• Neil Vincent Lyons

  IRN NVL01004

  • [FCA CF] Client dealing (since 3 Jan 2023)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Niamh Taylor

  IRN NMO01006

  • SMF27 Partner (9 Jun 2023 to 15 Nov 2023)
  • [FCA CF] Significant management (18 Jul 2022 to 15 Nov 2023)
  • [FCA CF] Material risk taker (18 Jul 2022 to 15 Nov 2023)
• Nick Rontogiannis

  IRN NXR01242

  • [FCA CF] Material risk taker (20 Jan 2020 to 21 Jan 2020)
  • [FCA CF] Client dealing (20 Jan 2020 to 10 Apr 2023)
• Omar Keenan

  IRN OXK01052

  • [FCA CF] Client dealing (since 9 Mar 2026)
• Parmjit Ahluwalia

  IRN PSA01028

  • [FCA CF] Client dealing (8 Nov 2021 to 18 Sep 2023)
• Paul Cowell

  IRN PXC00391

  • [FCA CF] Client dealing (since 29 Dec 2021)

No changes recorded yet.