Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schonfeld Strategic Advisors (UK) LLP (no longer approved here)

    FRN 816269

    • SMF27 Partner (9 Jun 2023 to 15 Nov 2023)
    • [FCA CF] Material risk taker (18 Jul 2022 to 15 Nov 2023)
    • [FCA CF] Significant management (18 Jul 2022 to 15 Nov 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (26 Aug 2021 to 31 May 2022)
    • [FCA CF] Client dealing (4 Jul 2017 to 31 May 2022)
    • [FCA CF] Manager of certification employee (4 Jul 2017 to 31 May 2022)
    • CF30 Customer (14 Oct 2014 to 1 Dec 2014)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (26 Aug 2021 to 31 May 2022)
    • [FCA CF] Client dealing (4 Jul 2017 to 31 May 2022)
    • [FCA CF] Manager of certification employee (4 Jul 2017 to 31 May 2022)
    • CF30 Customer (26 Aug 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (26 Aug 2021 to 31 May 2022)
    • [FCA CF] Client dealing (4 Jul 2017 to 31 May 2022)
    • [FCA CF] Manager of certification employee (4 Jul 2017 to 31 May 2022)
    • CF30 Customer (14 Oct 2014 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (24 Jun 2005 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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