Scholes Financial Management Limited

Date authorised
1 April 2013
Companies House
06192696
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor Offices
    Unit 4, Transpoint Building
    Kirk Sandall
    Doncaster
    South Yorkshire
    DN3 1HT
    UNITED KINGDOM
    Phone
    +4401302834054

  • Complaints Contact

    First Floor Offices
    Unit 4 Transpoint Building
    Kirk Sandall
    Doncaster
    DN3 1HT
    UNITED KINGDOM
    Phone
    +4401302834054

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Scholes

    IRN LXS00197

    • (8)SMF3 Executive Director (since 26 May 2021)
  • Paul Richard Sowerby

    IRN PRS00046

    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2)[FCA CF] Functions requiring qualifications (since 7 Oct 2020)
    • (1)[FCA CF] Client dealing (30 Mar 2023 to 25 Apr 2023)
  • Russell Mark Scholes

    IRN RMS01144

    • (3)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (5)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (4)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (4)[FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • (5)[FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2023)
    • (2)Responsible for Insurance Mediation (30 Apr 2007 to 30 Sep 2018)
    • (6)CF1 Director (30 Apr 2007 to 8 Dec 2019)
    • (3)CF8 Apportionment and Oversight (30 Apr 2007 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (6)CF1 Director

  2. controlled function added: (5)[FCA CF] Manager of certification employee

  3. controlled function added: (4)[FCA CF] Client dealing

  4. controlled function added: (3)CF8 Apportionment and Oversight

  5. controlled function added: (2)Responsible for Insurance Mediation

  6. controlled function added: (1)[FCA CF] Client dealing

  7. controlled function removed: [FCA CF] Functions requiring qualifications

  8. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  9. controlled function removed: SMF3 Executive Director

  10. controlled function removed: [FCA CF] Functions requiring qualifications

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