Paul Richard Sowerby

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scholes Financial Management Limited

    FRN 466488

    • (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (2)[FCA CF] Functions requiring qualifications (since 7 Oct 2020)
    • (1)[FCA CF] Client dealing (30 Mar 2023 to 25 Apr 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 27 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Scholes Financial Management Limited

  2. controlled function removed: [FCA CF] Functions requiring qualifications at Scholes Financial Management Limited

  3. controlled function added: (1)[FCA CF] Client dealing at Scholes Financial Management Limited

  4. controlled function added: (1)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Scholes Financial Management Limited

  5. controlled function added: (2)[FCA CF] Functions requiring qualifications at Scholes Financial Management Limited