Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scholes Financial Management Limited
FRN 466488
- (3)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (6)SMF3 Executive Director (since 9 Dec 2019)
- (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (5)Responsible for Insurance Distribution (since 1 Oct 2018)
- (4)Responsibility for MCD Intermediation (since 21 Mar 2016)
- (4)[FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
- (5)[FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2023)
- (2)Responsible for Insurance Mediation (30 Apr 2007 to 30 Sep 2018)
- (6)CF1 Director (30 Apr 2007 to 8 Dec 2019)
- (3)CF8 Apportionment and Oversight (30 Apr 2007 to 31 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Scholes Financial Management Limited
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controlled function removed: Responsibility for MCD Intermediation at Scholes Financial Management Limited
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controlled function removed: Responsible for Insurance Distribution at Scholes Financial Management Limited
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controlled function removed: SMF3 Executive Director at Scholes Financial Management Limited
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controlled function removed: [FCA CF] Functions requiring qualifications at Scholes Financial Management Limited
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controlled function added: (2)Responsible for Insurance Mediation at Scholes Financial Management Limited
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controlled function added: (3)CF8 Apportionment and Oversight at Scholes Financial Management Limited
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controlled function added: (4)[FCA CF] Client dealing at Scholes Financial Management Limited
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controlled function added: (5)[FCA CF] Manager of certification employee at Scholes Financial Management Limited
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controlled function added: (6)CF1 Director at Scholes Financial Management Limited