Russell Mark Scholes

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scholes Financial Management Limited

    FRN 466488

    • (3)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (5)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (4)Responsibility for MCD Intermediation (since 21 Mar 2016)
    • (4)[FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2023)
    • (5)[FCA CF] Manager of certification employee (9 Dec 2019 to 25 Apr 2023)
    • (2)Responsible for Insurance Mediation (30 Apr 2007 to 30 Sep 2018)
    • (6)CF1 Director (30 Apr 2007 to 8 Dec 2019)
    • (3)CF8 Apportionment and Oversight (30 Apr 2007 to 31 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose at Scholes Financial Management Limited

  2. controlled function added: (4)Responsibility for MCD Intermediation at Scholes Financial Management Limited

  3. controlled function added: (5)Responsible for Insurance Distribution at Scholes Financial Management Limited

  4. controlled function added: (6)SMF3 Executive Director at Scholes Financial Management Limited

  5. controlled function added: (7)[FCA CF] Functions requiring qualifications at Scholes Financial Management Limited