SB Investment Advisers (UK) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
69 Grosvenor StreetLondonW1K 3JPUNITED KINGDOM- Phone
- +442071739805
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Complaints Contact
69 Grosvenor StreetLondonW1K 3JPUNITED KINGDOM- Phone
- +447483456669
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Shamilah Bankiya
IRN SXB14945
- CF30 Customer (15 May 2019 to 8 Dec 2019)
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Shintaro Isono
IRN SXI39225
- [FCA CF] Client dealing (9 Dec 2020 to 1 Nov 2024)
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Shivani Swami
IRN SXS05565
- [FCA CF] Material risk taker (since 17 Mar 2025)
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Simon Alexander Gregory
IRN SAG01089
- SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2022)
- SMF16 Compliance Oversight (since 8 Dec 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2021 to 31 Mar 2022)
- SMF16 Compliance Oversight (30 Jul 2021 to 31 Mar 2022)
- CF11 Money Laundering Reporting (11 Dec 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Dec 2017 to 8 Dec 2019)
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Sourav Sen
IRN SXS02196
- [FCA CF] Client dealing (9 Dec 2020 to 30 Dec 2022)
- CF30 Customer (24 May 2018 to 8 Dec 2019)
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Spencer Collins
IRN SXC23545
- [FCA CF] Significant management (18 Oct 2021 to 31 Aug 2022)
- CF30 Customer (12 Nov 2019 to 8 Dec 2019)
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Stephen James Man-Wah Thorne
IRN SJT01231
- [FCA CF] Manager of certification employee (29 Nov 2022 to 21 Jun 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 21 Jun 2023)
- CF30 Customer (11 Jul 2019 to 8 Dec 2019)
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Sukhvinder Gill
IRN SXG00270
- [FCA CF] Client dealing (9 Dec 2020 to 30 Dec 2022)
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Sumer Juneja
IRN SXJ00381
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [FCA CF] Manager of certification employee (since 1 Nov 2022)
- [FCA CF] Client dealing (since 1 Nov 2022)
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Taro Togo
IRN TXT22931
- CF30 Customer (31 Oct 2019 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.