SB Investment Advisers (UK) Limited

Date authorised
11 December 2017
Companies House
10498335
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    69 Grosvenor Street
    London
    W1K 3JP
    UNITED KINGDOM
    Phone
    +442071739805
  • Complaints Contact

    69 Grosvenor Street
    London
    W1K 3JP
    UNITED KINGDOM
    Phone
    +447483456669

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shamilah Bankiya

    IRN SXB14945

    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • Shintaro Isono

    IRN SXI39225

    • [FCA CF] Client dealing (9 Dec 2020 to 1 Nov 2024)
  • Shivani Swami

    IRN SXS05565

    • [FCA CF] Material risk taker (since 17 Mar 2025)
  • Simon Alexander Gregory

    IRN SAG01089

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Dec 2022)
    • SMF16 Compliance Oversight (since 8 Dec 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jul 2021 to 31 Mar 2022)
    • SMF16 Compliance Oversight (30 Jul 2021 to 31 Mar 2022)
    • CF11 Money Laundering Reporting (11 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Dec 2017 to 8 Dec 2019)
  • Sourav Sen

    IRN SXS02196

    • [FCA CF] Client dealing (9 Dec 2020 to 30 Dec 2022)
    • CF30 Customer (24 May 2018 to 8 Dec 2019)
  • Spencer Collins

    IRN SXC23545

    • [FCA CF] Significant management (18 Oct 2021 to 31 Aug 2022)
    • CF30 Customer (12 Nov 2019 to 8 Dec 2019)
  • Stephen James Man-Wah Thorne

    IRN SJT01231

    • [FCA CF] Manager of certification employee (29 Nov 2022 to 21 Jun 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 21 Jun 2023)
    • CF30 Customer (11 Jul 2019 to 8 Dec 2019)
  • Sukhvinder Gill

    IRN SXG00270

    • [FCA CF] Client dealing (9 Dec 2020 to 30 Dec 2022)
  • Sumer Juneja

    IRN SXJ00381

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Nov 2022)
    • [FCA CF] Client dealing (since 1 Nov 2022)
  • Taro Togo

    IRN TXT22931

    • CF30 Customer (31 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.