Sourav Sen

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Client dealing (9 Dec 2020 to 30 Dec 2022)
    • CF30 Customer (24 May 2018 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Feb 2010 to 5 Apr 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
    • CF21 Investment Adviser (24 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.