Sarasin & Partners LLP

• Principal Place of Business

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

  Web

  https://www.sarasinandpartners.com

• Complaints Contact

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Nicholas Sarbutt

  IRN PNS01066

  • CF30 Customer (9 Jun 2016 to 12 Oct 2018)
• Philip Alec James Collins

  IRN PAC01099

  • [FCA CF] Client dealing (since 30 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
• Phoebe Woods

  IRN PXW00292

  • [FCA CF] Client dealing (since 9 Feb 2022)
• Rachel Barnes

  IRN RXB01129

  • [FCA CF] Client dealing (since 5 Nov 2025)
• Randal Alexander St John McDonnell The Earl of Antrim

  IRN RAD01043

  • [FCA CF] Client dealing (since 28 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Raymond Lahaut

  IRN RXL01390

  • [FCA CF] Client dealing (since 19 Feb 2021)
  • [FCA CF] Material risk taker (8 Feb 2023 to 1 Jan 2024)
  • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
• Richard Arthur Ellis

  IRN RAE01083

  • CF30 Customer (3 Jul 2008 to 29 Nov 2019)
• Richard James Maitland

  IRN RXM01270

  • [FCA CF] Client dealing (since 28 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
• Richard Warley-Cummings

  IRN RXW01205

  • CF30 Customer (2 Jan 2008 to 4 Jan 2008)
• Richard William Jocelyn

  IRN RXJ01193

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2020)
  • SMF16 Compliance Oversight (since 15 May 2020)

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