Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Feb 2021)
    • [FCA CF] Material risk taker (8 Feb 2023 to 1 Jan 2024)
    • CF30 Customer (15 Nov 2018 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF4 Partner (20 Sep 2011 to 31 May 2014)
    • CF30 Customer (1 Jan 2011 to 29 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.