Sarasin & Partners LLP

• Principal Place of Business

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

  Web

  https://www.sarasinandpartners.com

• Complaints Contact

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Henry Burrows

  IRN MHB01059

  • CF30 Customer (17 Oct 2011 to 24 Jan 2013)
• Matthew Pumo

  IRN MXP00240

  • [FCA CF] Manager of certification employee (24 Jan 2024 to 28 Jan 2025)
  • [FCA CF] Client dealing (24 Jan 2024 to 28 Jan 2025)
  • [FCA CF] Material risk taker (19 Feb 2021 to 28 Jan 2025)
  • [FCA CF] Significant management (19 Feb 2021 to 28 Jan 2025)
• Megan Brennan

  IRN MXB04054

  • [FCA CF] Client dealing (19 Feb 2021 to 27 Sep 2024)
  • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
• Melanie Roberts

  IRN MXR01584

  • [FCA CF] Client dealing (since 29 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (13 Jan 2012 to 8 Dec 2019)
• Michael Jamie Gordon Black

  IRN MJB01262

  • [FCA CF] Client dealing (since 29 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
• Michael Jervis

  IRN MDJ01077

  • [FCA CF] Material risk taker (since 6 Feb 2026)
  • [FCA CF] Manager of certification employee (since 1 Jun 2025)
  • [FCA CF] Client dealing (since 19 Mar 2024)
• Michael Robert Lorne Ward

  IRN MRW01076

  • CF4 Partner (2 Jan 2008 to 11 Jan 2012)
• Michael Shelley

  IRN MJS01634

  • [FCA CF] Client dealing (since 19 Feb 2021)
  • CF30 Customer (19 Nov 2015 to 8 Dec 2019)
• Michelle Laura Saxon

  IRN MLS01069

  • [FCA CF] Client dealing (since 19 Feb 2021)
  • [FCA CF] Manager of certification employee (since 19 Feb 2021)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Mohammad Saad Bin Sohail

  IRN MSS01175

  • [FCA CF] Material risk taker (since 1 Jul 2022)
  • [FCA CF] Significant management (since 1 Jul 2022)
  • [FCA CF] Client dealing (since 19 Feb 2021)
  • [FCA CF] Algorithmic trading (since 19 Feb 2021)
  • [FCA CF] Manager of certification employee (since 19 Feb 2021)
  • CF30 Customer (21 Aug 2017 to 8 Dec 2019)

No changes recorded yet.