Sarasin & Partners LLP

• Principal Place of Business

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

  Web

  https://www.sarasinandpartners.com

• Complaints Contact

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julie Anne Paget

  IRN JAP01292

  • [FCA CF] Material risk taker (since 19 Feb 2021)
  • [FCA CF] Significant management (since 19 Feb 2021)
  • [FCA CF] CASS oversight function (since 19 Feb 2021)
  • CF10a CASS Oversight function (6 Mar 2017 to 8 Dec 2019)
  • CF29 Significant management (10 Feb 2017 to 8 Dec 2019)
• Justine Kate Gordon

  IRN JKG01032

  • [FCA CF] Material risk taker (19 Feb 2021 to 22 Dec 2025)
  • [FCA CF] Manager of certification employee (19 Feb 2021 to 22 Dec 2025)
  • [FCA CF] Significant management (19 Feb 2021 to 22 Dec 2025)
  • CF30 Customer (4 Apr 2008 to 3 Jun 2015)
• Kamran Miah

  IRN KXM25383

  • [FCA CF] Client dealing (since 19 Feb 2021)
• Karen Ruth Spencer

  IRN KRS01070

  • CF30 Customer (16 Jun 2008 to 14 May 2012)
• Katherine Dinh

  IRN KXD10455

  • [FCA CF] Client dealing (since 24 Feb 2021)
• Kerina Sarah Meadows

  IRN KSM01071

  • [FCA CF] Client dealing (8 Sep 2021 to 4 Aug 2023)
• Lee Hossain

  IRN LXH01306

  • [FCA CF] Algorithmic trading (since 19 Feb 2021)
  • [FCA CF] Client dealing (since 19 Feb 2021)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Lorraine Gomez Francisco

  IRN LFS01031

  • SMF5 Head of Internal Audit (since 2 Nov 2022)
  • [FCA CF] Material risk taker (5 Mar 2021 to 20 Dec 2022)
  • [FCA CF] Significant management (5 Mar 2021 to 20 Dec 2022)
  • CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
• Louise Anne Harris

  IRN LAH01097

  • [FCA CF] Material risk taker (29 Jul 2020 to 10 May 2021)
  • [FCA CF] Significant management (29 Jul 2020 to 10 May 2021)
• Lucinda Janet McLeod Harris

  IRN LJC01059

  • [FCA CF] Client dealing (28 Jul 2021 to 5 Aug 2025)
  • SMF27 Partner (9 Dec 2019 to 5 Aug 2025)
  • CF4 Partner (15 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)

No changes recorded yet.