Date authorised
1 April 2013
Companies House
NC000562
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    28 Deramore Park
    Belfast
    County Antrim
    BT9 5JU
    UNITED KINGDOM
    Phone
    +442890597213
  • Complaints Contact

    28 Deramore Park
    Belfast
    County Antrim
    BT9 5JU
    UNITED KINGDOM
    Phone
    +442890597213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Alternative Debenture, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Rupert Charles Strachwitz

    IRN RXS01505

    • Appointed representative dealing with clients for which they require qualification (6 Mar 2020 to 3 Jun 2021)
    • CF30 Customer (6 Mar 2020 to 3 Jun 2021)
    • CF1 Director (AR) (14 Feb 2020 to 3 Jun 2021)
  • Jason Stuart Rogers

    IRN JSR01052

    • CF1 Director (AR) (10 Jul 2023 to 20 Mar 2024)
  • Jessica Elizabeth Baker

    IRN JXB01433

    • CF30 Customer (10 Jul 2023 to 8 Mar 2024)
  • John Boyd Carson

    IRN JBC01096

    • 14. Managing investments
    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 May 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 May 2012 to 8 Dec 2019)
    • CF30 Customer (21 May 2012 to 8 Dec 2019)
    • CF4 Partner (21 May 2012 to 8 Dec 2019)
  • John Edward Bailye

    IRN JXB13947

    • CF30 Customer (26 Jul 2019 to 9 Nov 2022)
    • CF1 Director (AR) (26 Jul 2019 to 9 Nov 2022)
  • Johnathan Graham

    IRN JXG00411

    • [FCA CF] Client dealing (1 Mar 2020 to 30 Aug 2025)
  • Julia Siobhan Groves

    IRN JXG01983

    • CF1 Director (AR) (since 6 Oct 2025)
    • CF30 Customer (since 13 Mar 2025)
  • Lindsey Daniels

    IRN LXD01475

    • CF1 Director (AR) (4 May 2016 to 2 Jan 2019)
    • CF30 Customer (4 May 2016 to 2 Jan 2019)
  • Loraine Gael Christison Benjamin Pinel

    IRN LGP01008

    • CF30 Customer (7 Nov 2012 to 28 Feb 2017)
  • Luca Rossi

    IRN LXR00037

    • Appointed representative dealing with clients for which they require qualification (2 Dec 2020 to 3 Jun 2021)
    • CF1 Director (AR) (2 Dec 2020 to 3 Jun 2021)
    • CF30 Customer (2 Dec 2020 to 3 Jun 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.