Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sapphire Capital Partners LLP
FRN 565716
- 14. Managing investments
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10 Compliance Oversight (21 May 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (21 May 2012 to 8 Dec 2019)
- CF30 Customer (21 May 2012 to 8 Dec 2019)
- CF4 Partner (21 May 2012 to 8 Dec 2019)
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- CF30 Customer (17 Jun 2011 to 18 May 2012)
- CF4 Partner (AR) (17 Jun 2011 to 18 May 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.