Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Donald Andrew Gillies

  IRN DAG01191

  • CF30 Customer (19 Sep 2014 to 16 Feb 2015)
• Dorian Marc Cameron

  IRN DMC01245

  • CF11 Money Laundering Reporting (5 Sep 2017 to 10 May 2019)
• Douglas Wood

  IRN DXW00639

  • CF30 Customer (21 Aug 2023 to 24 May 2024)
• Duncan Lennox Moffett

  IRN DLM01125

  • CF1 Director (AR) (9 Dec 2016 to 2 Aug 2019)
  • CF30 Customer (24 Nov 2016 to 2 Aug 2019)
• Duncan Richard Calam

  IRN DRC01102

  • CF30 Customer (9 May 2014 to 1 Nov 2016)
  • CF4 Partner (AR) (9 May 2014 to 1 Nov 2016)
• Ed Maxwell

  IRN EJM01049

  • CF30 Customer (7 Apr 2018 to 20 Oct 2020)
  • CF1 Director (AR) (7 Apr 2018 to 20 Oct 2020)
• Edmond Klinke

  IRN EXK01088

  • CF30 Customer (20 Dec 2016 to 3 May 2017)
• Edmund Francis Gordon Clark

  IRN EFG01008

  • CF4 Partner (AR) (26 Jan 2018 to 25 Feb 2021)
• Edward Barroll Brown

  IRN EXB01402

  • CF30 Customer (10 Jun 2015 to 16 Feb 2022)
  • CF1 Director (AR) (10 Jun 2015 to 16 Feb 2022)
• Edward James Probert Evans

  IRN EJE01010

  • CF1 Director (AR) (16 Oct 2012 to 26 May 2015)
  • CF30 Customer (20 Aug 2012 to 26 May 2015)

• M12 Global Limited (no longer appointed)

  FRN 911613 · Appointed 24 Jul 2019 · Until 18 Mar 2020 · Tied agent

• Invest With Prop Limited (no longer appointed)

  FRN 786948 · Appointed 16 Jul 2019 · Until 29 Jul 2019 · Tied agent

• BRIGHTEYE RESEARCH LONDON LIMITED (no longer appointed)

  FRN 845633 · Appointed 10 Jul 2019 · Until 30 Apr 2023

• SilverTree Equity Partners LLP (no longer appointed)

  FRN 845097 · Appointed 1 Jul 2019 · Until 1 Sep 2025

• MAYFAIR 101 LIMITED (no longer appointed)

  FRN 844866 · Appointed 26 Jun 2019 · Until 23 Mar 2020 · Tied agent

• IVERSON CAPITAL LIMITED (no longer appointed)

  FRN 844185 · Appointed 14 Jun 2019 · Until 26 Mar 2020

• Exemplar Investments Limited (no longer appointed)

  FRN 843617 · Appointed 6 Jun 2019 · Until 18 Dec 2019 · Tied agent

• The Reserve Prime Limited (no longer appointed)

  FRN 843355 · Appointed 4 Jun 2019 · Until 4 Dec 2019 · Tied agent

• Newlands Capital Limited (no longer appointed)

  FRN 842975 · Appointed 29 May 2019 · Until 27 Apr 2023

• Argyll & Buchanan Limited (no longer appointed)

  FRN 842509 · Appointed 21 May 2019 · Until 15 Feb 2021 · Tied agent

No changes recorded yet.