Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Saranac Partners Limited
FRN 763601
- 14. Managing investments
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 May 2017 to 8 Dec 2019)
-
- CF30 Customer (20 Dec 2016 to 28 Apr 2017)
-
- CF30 Customer (20 Dec 2016 to 3 May 2017)
-
- CF30 Customer (1 Nov 2007 to 12 Dec 2011)
- CF27 Investment Management (18 Mar 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.