Sapia Partners LLP

• Principal Place of Business

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

  Web

  https://iqeq.com/sapia/

• Complaints Contact

  4th Floor

  3 More London Riverside

  London

  SE1 2AQ

  UNITED KINGDOM

  Phone

  +442073975450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 3 limitations Hide limitations

  • · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Harinder Hundle

  IRN HSH01026

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2020)
  • CF1 Director (AR) (17 Sep 2018 to 3 Apr 2020)
  • CF30 Customer (17 Sep 2018 to 3 Apr 2020)
• Harry Alistair Marcus Stebbings

  IRN HAS01075

  • CF30 Customer (28 Feb 2019 to 30 Sep 2020)
  • CF4 Partner (AR) (21 Mar 2018 to 30 Sep 2020)
• Harry Nolan

  IRN HXN00095

  • CF30 Customer (since 5 Jun 2023)
• Harsh Patel

  IRN HXP01187

  • CF1 Director (AR) (25 Sep 2017 to 3 Nov 2020)
  • CF30 Customer (25 Sep 2017 to 3 Nov 2020)
• Heather Jones

  IRN HXJ10451

  • CF30 Customer (21 Nov 2019 to 30 Jun 2020)
  • CF1 Director (AR) (21 Nov 2019 to 30 Jun 2020)
• Heerbode Tameskeni-Zahedi

  IRN HXT20688

  • CF30 Customer (25 Sep 2019 to 8 Dec 2019)
• Heinrich Andreas Weber

  IRN HAW01036

  • CF30 Customer (20 Mar 2017 to 5 Aug 2017)
• Helen Margaret Hannis

  IRN HMP01054

  • CF1 Director (AR) (24 Feb 2018 to 22 Oct 2020)
• Hemal Shailesh Mehta

  IRN HSM01032

  • CF1 Director (AR) (4 Dec 2017 to 26 Mar 2018)
  • CF30 Customer (4 Dec 2017 to 26 Mar 2018)
• Hemant Agarwal

  IRN HXA01354

  • CF30 Customer (5 Apr 2017 to 11 Apr 2017)

• Grafton Capital Limited (no longer appointed)

  FRN 668683 · Appointed 28 Apr 2015 · Until 16 Feb 2022

• Origin Markets Limited (no longer appointed)

  FRN 688593 · Appointed 23 Apr 2015 · Until 27 Apr 2015

• Wheaton Capital Limited (no longer appointed)

  FRN 685278 · Appointed 16 Apr 2015 · Until 25 Oct 2017

• My Property Partners Limited (no longer appointed)

  FRN 679033 · Appointed 25 Mar 2015 · Until 17 Nov 2015

• Alfreton Capital Management Ltd (no longer appointed)

  FRN 677063 · Appointed 13 Mar 2015 · Until 1 Feb 2017

• Greyhound Capital Europe LLP (no longer appointed)

  FRN 674475 · Appointed 27 Feb 2015 · Until 25 Mar 2015

• Momentum Capital Limited (no longer appointed)

  FRN 673688 · Appointed 25 Feb 2015 · Until 1 Jul 2015

• Tanto Capital Partners LLP (no longer appointed)

  FRN 673691 · Appointed 25 Feb 2015 · Until 2 Dec 2015

• King William Street Capital Management Limited (no longer appointed)

  FRN 670376 · Appointed 6 Feb 2015 · Until 9 May 2016

• Equity Strategies Limited (no longer appointed)

  FRN 668821 · Appointed 29 Jan 2015 · Until 21 Dec 2018

No changes recorded yet.