Harsh Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RI Capital Advisors Limited

    FRN 678735

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2023)
    • SMF16 Compliance Oversight (since 4 May 2023)
    • SMF3 Executive Director (since 4 Jan 2023)
    • CF1 Director (AR) (12 Oct 2020 to 24 Sep 2024)
    • CF30 Customer (12 Oct 2020 to 4 May 2023)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (25 Sep 2017 to 3 Nov 2020)
    • CF1 Director (AR) (25 Sep 2017 to 3 Nov 2020)
  • Vimal Capital Limited (no longer approved here)

    FRN 715657

    • Employed By (29 Sep 2015 to 21 Jul 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (13 Jan 2010 to 4 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.