RI Capital Advisors Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Longbow House14-20 Chiswell StreetLondonEC1Y 4TWUNITED KINGDOM- Phone
- +447903888632
-
Complaints Contact
Longbow House14-20 Chiswell StreetLondonEC1Y 4TWUNITED KINGDOM- Phone
- +447903888632
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
P2P Lending Advice
For Eligible Counterparty, Professional
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Arnd Lodowicks
IRN AXL00320
- CF1 Director (AR) (5 Aug 2021 to 24 Sep 2024)
-
Christopher Karl Priebe
IRN CKP01013
- SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2020)
- CF1 Director (31 Jul 2018 to 8 Dec 2019)
- CF30 Customer (31 Jul 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (31 Jul 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (31 Jul 2018 to 8 Dec 2019)
-
Daniel Jones
IRN DXJ01259
- CF11 Money Laundering Reporting (3 Nov 2015 to 14 May 2018)
- CF30 Customer (3 Nov 2015 to 14 May 2018)
- CF10 Compliance Oversight (3 Nov 2015 to 14 May 2018)
- CF1 Director (3 Nov 2015 to 14 May 2018)
-
Gerald Denys Parloiu
IRN GXP27953
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Oct 2020 to 5 Jul 2023)
- SMF16 Compliance Oversight (14 Oct 2020 to 5 Jul 2023)
- SMF3 Executive Director (2 Apr 2020 to 5 Jul 2023)
-
Gregor Janknecht
IRN GXJ16193
- CF1 Director (AR) (12 Oct 2020 to 16 Jul 2021)
-
Harsh Patel
IRN HXP01187
- SMF17 Money Laundering Reporting Officer (MLRO) (since 4 May 2023)
- SMF16 Compliance Oversight (since 4 May 2023)
- SMF3 Executive Director (since 4 Jan 2023)
- CF30 Customer (12 Oct 2020 to 4 May 2023)
- CF1 Director (AR) (12 Oct 2020 to 24 Sep 2024)
-
Horia Clement
IRN HXC81065
- SMF3 Executive Director (8 Jul 2020 to 16 Sep 2022)
-
Oliver Christian Samwer
IRN OCS01012
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (3 Nov 2015 to 8 Dec 2019)
- CF1 Director (3 Nov 2015 to 8 Dec 2019)
-
Spyro Korsanos
IRN SXK02290
- SMF3 Executive Director (9 Dec 2019 to 16 Apr 2020)
- CF1 Director (3 Nov 2015 to 8 Dec 2019)
- CF30 Customer (3 Nov 2015 to 8 Dec 2019)
-
Susan Draper
IRN SXD00551
- SMF3 Executive Director (since 15 Sep 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Global Growth Capital Advisors Limited (no longer appointed)
FRN 789285 · Appointed 1 Sep 2020 · Until 24 Sep 2024 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.